The U.S. Securities and Exchange Commission charged the Nasdaq stock exchange with violations of securities law for its "poor systems and decision-making" during Facebook's initial public offering, the agency has announced. Nasdaq has ...
Tags: Nasdaq, SEC Charge, Facebook IPO
Oracle has agreed to pay a $2 million penalty to settle charges that it did not have proper controls to prevent employees at its Indian subsidiary from secretly setting aside funds from the company's books, the U.S. Securities and Exchange ...
Tags: Oracle, penalty, Indian subsidiary, SEC charges