market regulator articles & resources on Made-in-China.com

Lawmakers Call for Greater Supervision, Penalty After IPO Reform

Dec 24, 2015

Chinese lawmakers on Wednesday called on market regulators to step up supervision and stipulate heavier penalties for violators once a stock listing reform takes effect. Legislators are set to approve a State Council proposal on the ...

Tags: IPO Reform, Supervision

Shanghai Composite Index Down More Than 3% at The End of Trading

Jun 16, 2015

Chinese shares dived on Tuesday, with the benchmark Shanghai Composite Index down more than 3 percent at the end of trading, driven by an exodus of capital from the stock market. The benchmark Shanghai Composite Index dived 3.47 percent, ...

Tags: ChiNext Index, Chinese shares

Chinese Government Will Strictly Regulate Online Commerce

Mar 9, 2015

China's market regulator said Monday the government will strictly regulate online commerce, amid a heated public debate on China's largest online shopping platform Taobao.com which was found to match-make transactions of a great number of ...

Tags: Consumer Electronics, market

Fca Is Expecting a Drop of Its Net Industrial Debt If The Ferrari

Nov 28, 2014

Fiat Chrysler Automobiles (FCA) is expecting a drop of its net industrial debt by €715m if the Ferrari unit is spun off by the company. Reuters cited FCA's previous filing with the US market regulator SEC stating that it would ...

Tags: industrial debt, Ferrari, Auto

The Market Regulator to Raise up to Rs 1,600 Crores Via a Rights Issue

Aug 12, 2014

Future Retail has filed a draft letter of offer with SEBI – the market regulator to raise up to Rs 1,600 crores via a rights issue. As per the document, Kishore Biyani promoted Future Retail would issue certain classes of shares to ...

Tags: Retail Files, Rs 1600, Apparel

BlackBerry Has Quantified Just How Bad Business Is at The Moment

Sep 23, 2013

Struggling smartphone maker BlackBerry has quantified just how bad business is at the moment, as users abandon its once-dominant platform. The company said it plans to record a GAAP net operating loss during the July to September quarter ...

Tags: Blackberry, smartphone, Consumer Electronics

UK FCA Found That Some Life Insurance Companies Still Had Arrangements

Sep 19, 2013

The UK Financial Conduct Authority (FCA) has found that some life insurance companies still had arrangements, which could influence advisers, violating and working against Retail Distribution Review's (RDR) aim of removing commission bias ...

Tags: Service, Insurance

BMC Software Has Announced Job Cuts Following The Conclusion of a Review Into Operations

Apr 12, 2013

Systems management software vendor BMC Software has announced job cuts following the conclusion of a review into its operations. The restructuring will result in a pre-tax charge estimated at between $33m and $38m (£21m and ...

Tags: Computer Products, software

FSA Imposed a Fine of 30m Against Companies of The Prudential for Failing to Inform

Apr 1, 2013

The UK Financial Services Authority (FSA) has imposed a fine of 30m against companies of the Prudential Group (Prudential) for failing to inform the market regulator at the time of its proposed acquisition of AIA, the Asian subsidiary of ...

Tags: Financial Services, FSA, Financial

ASIC Proposed Rules to Contain Growth of off-Market and High-Frequency Trading

Mar 18, 2013

The Australian Securities and Investments Commission (ASIC) has proposed a range of rules to contain the growth of "off-market" and high-frequency trading (HFT), saying that it had uncovered some breaches of current law but no widespread or ...

Tags: ASIC, off-market, economy

Market Regulator Considers Action Against Five High-Frequency Traders

Feb 27, 2013

The market regulator is considering action against five high-frequency traders and one dark-pool operator as its taskforce continues to consider new rules for those practices. Staff from the Australian Securities & Investments Commission ...

Tags: Taskforce Targets, market regulator, ASIC

A Number of Executives Made The Most of The Opportunity to Pick up Shares Cheaply

Dec 25, 2012

By the close on Friday Molycorp (NYSE: MCP) was changing hands for $8.62, up $1.39 or 19.2%, after filings showed that insiders at the company has been stocking up on the counter. A number of executives made the most of the opportunity to ...

Tags: Molycorp explodes, rare earth producer, rare earth, Mountain Pass mine

SEC Charged Germany Based Insurance and Asset Management Company Allianz

Dec 19, 2012

The US Securities and Exchange Commission(SEC)has charged Germany based insurance and asset management company Allianz for breaching the books and records and internal controls rules of the Foreign Corrupt Practices Act(FCPA). According ...

Tags: FCPA, SEC, Allianz, market regulator

SEC Has Charged The CEO of Van Gilder Insurance Company in Insider Trading

Oct 30, 2012

US Securities and Exchange Commission (SEC) has charged Michael Van Gilder, the CEO of Van Gilder Insurance Company over his alleged role in insider trading during the stake acquisition of Delta Petroleum by Tracinda. The market watch dog ...

Tags: SEC, charged, insurance, insider trading, purchase

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